Compliance Analyst Jobs in UK

Compliance & Controls Analyst, IT Security/Operations, SOX, Audit. A Compliance & Controls Analysts are now required by my Retail Banking Client. You need to be an experienced Compliance & Controls Analyst someone that has a Strong background in IT Security or IT Operations and

The Compliance /Risk Analyst , under the direction of a team leader, is responsible for conducting daily, weekly, and monthly reviews of client investment guidelines and production of risk reports. The scope of activities includes timely generation of tests, validating accounting data, sourcing

Monitoring on fund accounting activities and investment and borrowing power limits. Duties and responsibilities: Review referred cases... alert matches. Review Charles River and Compliance Alert systems for potential breaches of investment and borrowing power limits. Log and report

Compliance Analyst ( Investment ) - Edinburgh A strong brand name in the investment market has an excellent opportunity to join them as a Compliance Analyst based in their central Edinburgh office. Reporting to the Compliance Manager the successful applicant will develop and maintain compliance

One of the fastest growing financial institutions in the City is currently recruiting within their compliance function. This compliance analyst position offers a diverse and stimulating remit covering every aspect of compliance. You shall contribute as part of a team to the provision One of the fastest

This role would suit an individual who is attracted by relocating overseas. Ideally candidates will come from a compliance or regulation environment, perhaps within a broker or alternatively could come from a finance or analytical role. This is a client facing position requiring an outgoing

Permanent Position Of Client Administration Analyst

A strong brand name in the investment market has an excellent opportunity to join them as a Compliance Analyst based in their central Edinburgh office. Reporting to the Compliance Manager the successful applicant will develop and maintain compliance procedures as well as the constant review of risk processes

Due to success and expansion our client one of the largest operations in the North East covering an expanse of pension and investment expertise is now seeking an individual to join their Newcastle City based office. With many branches throughout the UK you will be based in Newcastle City Centre carrying

An international Consulting Group requires a Compliance Analyst to initially support the UK business with future opportunities within Europe. Responsibilities will include: assisting with annual Sarbanes-Oxley S404 testing & documentation; ensuring timely reporting of internal control issues; ensuring

This is a Compliance Analyst AVP role to ensure compliance with regulatory, contractual, corporate standards and best practice. State Street is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and

The Legal Department of our client, a well known Financial Services Institution, are seeking a Temporary Paralegal /Legal Assistant to assist with a project role. The requirement is ASAP for approximately six weeks and you will use your Legal/Compliance knowledge to review Legal Documents, Complete

Leading Financial Services firm with a national presence are seeking to recruit an additional Compliance Analyst to work in the Manchester office. The team undertakes monitoring for the Investment side of the business and provides advice and guidance to the business units on the impact